Frequently Asked Questions
You will find that a lot of questions you may have about our firm will be answered below.
Marian Financial Services, Inc. is a Registered Investment Adviser in the states of Florida, Indiana, Kentucky and Texas. We are not registered representatives and you will not find us on the FINRA Broker Check site. Instead, please visit the United States Securities and Exchange Commission web site located at http://adviserinfo.sec.gov.The CRD # for Marian Financial Services, Inc. is 141456. Richard Allison Johnson's CRD # is 1813496. Stanley B. Rosenthal's CRD # is 4335560.
Since July 15, 2006. The ownership of the firm was changed in July 2010 to Richard Allison Johnson and Stanley Barry Rosenthal. For more information about Stan Rosenthal please visit www.rosenthalstarling.com
Rick Johnson offers Goals Based Financial Planning for a $1,200 fee through Marian Financial Services, Inc., a registered investment adviser. For more details, including fees visit www.marianfs.com.
Yes. We offer money management services for a reasonable fee for the additional services provided through our firm, Marian Financial Services, Inc., a registered investment adviser. For more details, including fees visit www.marianfs.com.
Our firm does not sell insurance. However, both of our investment adviser representatives are insurance licensed. For details about the types of insurance offered by Stan Rosenthal, then visit his web site at www.rosenthalstarling.com. Rick Johnson is also insurance licensed. For more information about the types of insurance offered by Rick Johnson, then visit his web site at www.firstcoastplanning.com.
No. Our firm nor its principals do not have any disciplinary events or regulatory issues to report.
Stan Rosenthal sells annuities through his firm Rosenthal, Starling & Associates. Rick Johnson doesn't sell annuities and has not sold a commission paying annuity since the 1990's, but is licensed to sell annuities.
Rick Johnson is a Realtor and licensed real estate sales associate with INI Realty Investments, Inc. All
real estate transactions are processed through INI Realty Investments, Inc. For more details about INI Realty
Investments, Inc. visit www.inirealtyinvestments.com
Through the ordinary course of business with people and their family relationships, we find that real estate decisions need to be made. This is especially true when dealing with elderly parents who have to move to an Assisted Living Facility, Nursing Home or when they pass away. Rick obtained his real estate license in 2006 to help his clients with these type of real estate decisions.
Rick can act as a fiduciary for people who died in other states owning property in Florida. The State of Florida has a law that has an option to hire a local fiduciary to handle the listing, sale and closing for the deceased's estate. When acting as a fiduciary, Mr. Johnson will not be also acting as a real estate agent. It has to be one or the other. His real estate sales associate license number is SL3177487. Marian Financial Services, Inc. is not a real estate broker nor related in any way to INI Realty Investments, Inc.